Browsing Vanderbilt Law School Faculty Works by Subject "securities law"

Now showing items 1-6 of 6

    • Calculating SEC Whistleblower Awards: A Theoretical Approach 
      Rose, Amanda M. (Vanderbilt Law Review, 2019)
      The Dodd-Frank Act provides that SEC whistleblower awards must equal not less than 10 and not more than 30 percent of the monetary penalties collected in the action to which they relate; SEC Rule 21F-6 provides criteria ...
    • Corporate Darwinism 
      Thomas, Randall S.; Cox, James D. (North Carolina Law Review, 2016)
      Because representative shareholder litigation has been constrained by numerous legal developments, the corporate governance system has developed new mechanisms as alternative means to address managerial agency costs. We ...
    • Fintech and the Innovation Trilemma 
      Yadav, Yesha; Brummer, Chris (Georgetown Law Journal, 2019)
      Whether in response to roboadvising, artificial intelligence, or crypto-currencies like Bitcoin, regulators around the world have made it a top policy priority to supervise the exponential growth of financial technology ...
    • Insider Information and the Limits of Insider Trading 
      Yadav, Yesha (Washington University Journal of Law & Policy, 2018)
      This essay offers brief observations on the internal coherence of the rationales underlying the prohibition against insider trading, taking the opportunity offered by Newman and Salman to reflect on its central policy aims. ...
    • Oversight Failure in Securities Markets 
      Yadav, Yesha (Cornell Law Review, 2019)
      According to statute, securities exchanges play an essential role in ensuring compliance with applicable laws and industry standards. Long imagined as unique in their institutional capacity to bring traders together, collect ...
    • Revolving Elites: The Unexplored Risk of Capturing the SEC 
      Thomas, Randall S. (Georgetown Law Journal, 2019)
      Fears have abounded for years that the sweet spot for capture of regulatory agencies is the “revolving door” whereby civil servants migrate from their roles as regulators to private industry. Recent scholarship on this ...