Browsing Vanderbilt Law School Faculty Works by Subject "Governmental investigations -- United States"

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    • SEC Enforcement Heuristics: An Empirical Inquiry 
      Thomas, Randall S., 1955-; Cox, James D., 1943- (Duke Law Journal, 2003)
      This Article examines the overlap between SEC securities enforcement actions and private securities fraud class actions. We begin with an overview of data concerning all SEC enforcement actions from 1997 to 2002. We find ...