Now showing items 1-3 of 3
SEC Enforcement Heuristics: An Empirical Inquiry
(Duke Law Journal, 2003)
This Article examines the overlap between SEC securities enforcement actions and private securities fraud class actions. We begin with an overview of data concerning all SEC enforcement actions from 1997 to 2002. We find ...
Does the Plaintiff Matter? An Empirical Analysis of Lead Plaintiffs in Securities Class Actions
(Columbia Law Review, 2006)
The PSLRA's lead plaintiff provision was adopted in order to encourage large shareholders with claims in a securities fraud class action to step forward to become the class' representative. Congress' expectation was that ...
Public and Private Enforcement of the Securities Laws: Have Things Changed Since Enron?
(Notre Dame Law Review, 2005)
In this paper, we examine how those corporations that have been the targets of SEC enforcement efforts compare in terms of their size and financial health vis-a-vis firms that are targeted only by the private securities ...